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STASH STARS AND STOCKS STOCK PARTY SWEEPSTAKES

OFFICIAL RULES

NO DEPOSIT, PURCHASE OR PAYMENT NECESSARY TO ENTER OR WIN

Effective November 2, 2020

 

The following promotion is intended for participants in the United States and the District of Columbia only and shall be construed and evaluated according to the laws of the United States. Do not proceed in this promotion if you are not a legal resident of the United States. Further eligibility restrictions are contained in the official rules below.

 

ELIGIBILITY: The “Stash Stars and Stocks Stock Party Sweepstakes” (the “Sweepstakes”) is offered by Stash Investments LLC (“Stash”), an affiliate of Stash Financial, Inc. Stash is not a bank or depository institution licensed in any jurisdictions. Sweepstakes is open to legal residents of the 50 United States and the District of Columbia and Puerto Rico who are at least eighteen (18) years of age at the time of entry (“Entrants”). Void in all U.S. territories and possessions and where prohibited by law. This Sweepstakes is governed by U.S. law and is subject to all applicable federal, state and local laws and regulations. Entrants may be required to meet certain provisions of the Investment Advisers Act of 1940, 15 U.S.C. ¬ß 80b-1, and the rules thereunder. Entrants must have Internet access in order to enter the Sweepstakes. Each Entrant must be the rightful owner (or have authorized use) of the e-mail address identified in the Entrant’s entry and/or the Entrant’s Stash Invest Account (as defined below). Stash will use commercially reasonable efforts to exclude employees of Stash, and its respective affiliates, subsidiaries, parents, advertising, promotion and fulfillment agencies and members of the immediate family or household of each, from being eligible to win prizes under this Sweepstakes. Immediate family member is defined as a parent, sibling or any person residing in the same household as an employee. Stash will be referred to herein as “Sponsor.” For purposes of this Sweepstakes, a “Stash Invest Account” is an individual taxable brokerage account advised by Sponsor that is in good standing. Sponsor reserves the right to determine in its sole discretion whether a Stash Invest Account is closed and/or in good standing. An account in good standing for purposes of this Sweepstakes is an account for which all required account opening documentation has been completed and verified, and is not locked, or restricted, or otherwise flagged in any way. If an Entrant’s Stash Invest Account is closed or not in good standing for any reason at any time, you may no longer be eligible to participate in this Sweepstakes and any prizes you win in accordance with these rules may be forfeited.

 

TIMING: Sweepstakes begins on November 2, 2020 at 4:00:00 PM Eastern Standard Time (“EST”) and ends on November 2, 2020 at 11:59:59 PM EST (the ”Promotion Period”).

 

TWO (2) WAYS TO ENTER: (A) Successfully Claim Your Stock at the Stash Stock Party: To earn one (1) Entry into the Sweepstakes, Entrants must complete the following steps during the Promotion Period: (i) visit https://party.stash.com/, and (ii) successfully claim a “Stock Reward” by completing either set of eligibility steps needed to become an “Eligible Rewards Recipient” during the Stash Stock Party offered by Sponsor on November 2, 2020, which is governed by the Stash Stars and Stocks Stock Party Rewards Program Terms and Conditions (the “Stock Party Terms”) and the interactive instructions displayed at https://party.stash.com/, and (iii) adhere to the Stock Party Terms and meet the eligibility requirements set forth therein. The terms “Stock Reward” and “Eligible Rewards Recipient” shall have the respective meanings ascribed to them in the Stock Party Terms. For the avoidance of doubt, if an Entrant fails to complete either set of eligibility steps required to claim a “Stock Reward” during the Stash Stock Party offered by Sponsor on November 2, 2020 in strict accordance with the Stock Party Terms, then such Entrant will not receive an Entry into the Sweepstakes via this entry method; or (B) FREE Entry Method: To enter without successfully claiming a “Stock Reward” during the Stash Stock Party offered by Sponsor on November 2, 2020 in accordance with the Stock Party Terms, Entrants will be required to complete and submit one (1) designated online survey during the Promotion Period to earn one (1) Entry into the Sweepstakes by visiting the following link: https://forms.gle/uT74WSiAxVPRvPZV9. A valid entry via this method of entry consists of a complete online entry form in its entirety. Each Entrant may submit up to one (1) designated online survey during the Promotion Period to earn up to a total of one (1) Entry into the Sweepstakes.

See the full Stock Party Terms referenced above, which you agreed to when you joined that program, for important disclosures about that program. The Stock Party Terms Terms are incorporated herein by reference with the same force and effect as though fully set forth herein. 

Limit up to one (1) Entry per Entrant during the Promotion Period, regardless of Entry Method. No responsibility is assumed by Sponsor for lost, late, misdirected, incomplete or stolen entries or for any computer, online, telephone or technical malfunctions that may occur. Sponsor may reject any Entry it believes is the result of fraud or was submitted in violation of these official rules. Stash Retire (Traditional IRA and Roth IRA) and Stash Custodial Accounts are not eligible under this Sweepstakes.

RANDOM DRAWINGS/SELECTION OF WINNERS: Sponsor will conduct up to twenty (20) random drawings in accordance with the table outlined below (each, a “Random Drawing” and collectively, the “Random Drawings”). One (1) Grand Prize Winner will be selected at each Random Drawing conducted from among all eligible Entries, regardless of Entry Method, received from the start of the Promotion Period up until the exact time that the Entry Period threshold corresponding to such Random Drawing is met, as further described below. A total of up to twenty (20) Grand Prize Winners may be selected during the Promotion Period. Odds of winning depend upon the number of eligible Entries, regardless of Entry Method, received from the start of the Promotion Period up until the exact time that each corresponding Entry Period threshold is met. Each Random Drawing will be conducted by Sponsor whose decisions are final and binding in connection with this Sweepstakes.

Sponsor will only conduct each Random Drawing when the corresponding amount of Eligible Rewards Recipients that have satisfied the eligibility requirements set forth in the Stock Party Terms during the Stash Stock Party offered by Sponsor on November 2, 2020 meet the following entry period thresholds:

Date of Random Drawing

“Eligible Rewards Recipient” Entry Period Threshold

November 2, 2020

2,500

November 2, 2020

5,000

November 2, 2020

7,500

November 2, 2020

10,000

November 2, 2020

15,000

November 2, 2020

20,000

November 2, 2020

25,000

November 2, 2020

30,000

November 2, 2020

40,000

November 2, 2020

50,000

November 2, 2020

75,000

November 2, 2020

100,000

November 2, 2020

125,000

November 2, 2020

150,000

November 2, 2020

175,000

November 2, 2020

200,000

November 2, 2020

250,000

November 2, 2020

300,000

November 2, 2020

350,000

November 2, 2020

500,000

For the avoidance of doubt, if there are not enough “Eligible Rewards Recipients” that have satisfied the eligibility requirements set forth in the Stock Party Terms during the Stash Stock Party offered by Sponsor on November 2, 2020 to satisfy  one or more of the thresholds listed above, then Stash will not conduct that corresponding Random Drawing or any Random Drawing(s) that follow and not all prizes hereunder will be rewarded. Entrants acknowledge that there is no guarantee that any “Eligible Rewards Recipient” threshold listed above will be met during the Promotion Period, and as a result one or more prizes may not be rewarded hereunder and one or more Random Drawings may not occur under this Sweepstakes.

Once each Random Drawing is conducted, Sponsor will select a Grand Prize Winner from all eligible Entries, regardless of Entry Method, received from the start of the Promotion Period up until the exact time that the Entry Period threshold corresponding to such Random Drawing is met. For example, once there are 40,000 Eligible Rewards Recipients that have satisfied the eligibility requirements set forth in the Stock Party Terms during the Stash Stock Party offered by Sponsor on November 2, 2020, then Stash will draw one Grand Prize Winner from all eligible Entries, regardless of Entry Method, received as of the exact time that the 40,000th Eligible Rewards Recipient satisfied such eligibility requirements. All eligible Entries from any prior Random Drawing will carry over into any subsequent Random Drawing that occurs, provided, however, that each Entrant is limited to one (1) Grand Prize hereunder. 

 

ONE (1) GRAND PRIZE AND ITS APPROXIMATE RETAIL VALUE (“ARV”) WILL BE AWARDED IN EACH RANDOM DRAWING: One (1) Grand Prize Winner will be selected in each Random Drawing, and each Grand Prize Winner will receive a one-time deposit of two hundred and fifty dollars ($250) directly into the cash balance of each Grand Prize Winner’s Stash Invest Account, or, if the Grand Prize Winner does not have a Stash Invest Account, a check in the amount of two hundred and fifty dollars ($250). ARV of each Grand Prize: $250. ARV of all Grand Prizes: up to $5,000. TOTAL ARV OF ALL PRIZES AWARDED DURING THE PROMOTION PERIOD: up to $5,000. Limit one (1) Grand Prize per Entrant during the Promotion Period. ALL EXPENSES, TAXES AND COSTS ASSOCIATED WITH ACCEPTANCE AND USE OF PRIZE NOT SET FORTH IN THESE RULES ARE THE OBLIGATION OF THE WINNERS. Prize substitutions are not allowed. Prizes cannot be assigned or transferred, except at the discretion of Sponsor. Prizes are awarded WITHOUT WARRANTY OF ANY KIND from Sponsor, express or implied, without limitation.

 

GENERAL: The Grand Prize Winners will each be notified by Sponsor or Sponsor’s designee, by email and telephone within approximately five (5) days of each Random Drawing. The Grand Prize Winners will each be required to complete, sign, execute and return an Affidavit of Eligibility and Liability, a Liability Release, and where legal, a Publicity Release and an IRS W2 Form including the Grand Prize Winner’s social security number within five (5) days of first attempted notification. If Sponsor or Sponsor’s designee is unable to contact any Grand Prize Winner after reasonable effort, or if any Grand Prize Winner fails to respond within five (5) days of first attempted notification, that prize may be forfeited and awarded to an alternate Grand Prize Winner in a random drawing from among all remaining eligible Entries, regardless of Entry Method, received during the Promotion Period. If any Grand Prize Winner fails to provide Sponsor or Sponsor’s designee with his/her/their social security number, that prize winner will be disqualified and that prize will be awarded to an alternate Grand Prize Winner in a random drawing from among all remaining eligible Entries, regardless of Entry Method, received during the Promotion Period.

 

By entering, all Entrants (a) agree to be bound by these official rules and the decisions of Stash (including but not limited to eligibility determinations) which are final and legally binding in all respects; (b) agree to release Sponsor and each of its employees and agents from any and all liability, loss, damage or injury resulting from participation in this Sweepstakes or awarding, receipt, possession, use and/or misuse of any prize awarded herein and acknowledge that Sponsor and their employees and agents have neither made nor are in any manner responsible or liable for any warranty, representation, or guarantee, express or implied, in fact or in law, relative to any prize including, but not limited to, its quality, mechanical condition or fitness for a particular purpose; (c) consent to use of his/her/their name, photograph and/or likeness for advertising and promotional purposes in connection with this Sweepstakes without additional compensation, unless prohibited by law; and (d) agree to Stash’s use of Entrant’s personal information as described in Stash’s privacy policy at https://www.stash.com/theprivacypolicy.

Nothing in this Sweepstakes constitutes investment advice, nor does any information in this Sweepstakes constitute a comprehensive and complete statement of the matters discussed or the law relating thereto. You alone assume the sole responsibility of evaluating the merits and risks associated with the use of any information displayed through this Sweepstakes before making any decisions based on such information. In exchange for participating in this Sweepstakes, you agree not to hold Stash, or any third party service provider liable for any possible claim for damages arising from any decision you make based on information made available to you through this Sweepstakes. Participating in this Sweepstakes is not an endorsement by you, and you should not construe participation by any other user in this Sweepstakes to be an endorsement by any such user, of Stash’s investment advisory products or services, or of your or such user’s experiences as a Stash customer.

Investing Involves Risk. Information shown is strictly for illustrative and educational purposes only and should not be considered a solicitation to buy, an offer to sell, or a recommendation for any security in any jurisdiction where such an offer, solicitation or recommendation would be unlawful or unauthorized. Any preliminary information provided to prospective clients prior to Stash accepting a signed advisory agreement does not constitute investment advice and should not be relied on as such. Investment products and services are offered by Stash Investments LLC, not Green Dot Bank, and are Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

 

INTERNET/WIRELESS: If, for any reason, the Internet portion of this Sweepstakes is not capable of running as planned, whether due to infection by computer virus, bugs, tampering, unauthorized intervention, fraud, technical failures, or any other causes beyond the control of Sponsor which corrupts or affects the administration, security, fairness, integrity, or proper conduct of this Sweepstakes, Sponsor reserves the right at its sole discretion, to disqualify any individual who tampers with the entry process, and to cancel, terminate, modify or suspend the Sweepstakes. In the event of termination, a random drawing to award one or more Grand Prizes may be conducted from entries received up until the time of termination. Sponsor assumes no responsibility for any error, omission, interruption, deletion, defect, delay in operation or transmission, communications line failure, theft or destruction or unauthorized access to, or alteration of, Entries. Sponsor is not responsible for any problems or technical malfunction of any telephone network or lines, computer online systems, servers, or providers, computer equipment, software, failure of any e-mail or entry to be received by Sponsor on account of technical problems, human error or traffic congestion on the Internet or at any web site, or any combination thereof, including any injury or damage to Entrant’s or any other person’s computer related to or resulting from participation or downloading any materials in this Sweepstakes. CAUTION: ANY ATTEMPT BY A PERSON TO DELIBERATELY DAMAGE ANY WEB SITE OR UNDERMINE THE LEGITIMATE OPERATION OF THIS SWEEPSTAKES IS A VIOLATION OF CRIMINAL AND CIVIL LAWS AND SHOULD SUCH AN ATTEMPT BE MADE, SPONSOR RESERVES THE RIGHT TO SEEK DAMAGES FROM ANY SUCH PERSON TO THE FULLEST EXTENT PERMITTED BY LAW. In the event of a dispute, Entries will be declared made by the authorized account holder of the email address submitted at time of entry or attributable to such Entrant’s Stash Invest Account. “Authorized account holder” is defined as the natural person who is assigned to an email address by an Internet access provider, online service provider or other organization (e.g., business, educational, institution, etc.) that is responsible for assigning email addresses for the domain associated with the submitted e-mail address.

 

DISPUTES: This Sweepstakes is governed by the laws of the United States and the State of New York, without respect to conflict of law doctrines. As a condition of participating in this Sweepstakes, Entrants agree that any and all disputes which cannot be resolved between the parties, and causes of action arising out of or in connection with this Sweepstakes, shall be resolved individually, without resort to any form of class action, exclusively before a court located in New York having jurisdiction. Further, in any such dispute, under no circumstances will Entrants be permitted to obtain awards for, and hereby waive all rights to claim punitive, incidental or consequential damages, including attorneys’ fees, other than participant’s actual out-of-pocket expenses (e.g. costs associated with entering), and each Entrant further waives all rights to have damages multiplied or increased.

 

PUBLICITY: By accepting a prize, each prize Winner grants Sponsor the right, except where prohibited by law, to use his/her name, likeness, picture, address (city and state), e-mail address, voice, biographical information and written or oral statements, for advertising and promotional purposes in promoting or publicizing Sponsor and their respective products or services, without compensation unless required by law. You shall have no right of approval, no claim to compensation, and no claim (including, without limitation, claims based on invasion of privacy, defamation, or right of publicity) arising out of any use, blurring, alteration, or use in composite form of your name, picture, likeness, address (city and state), email address, biographical information, or entry. The rights granted under this paragraph shall extend to submissions and all other submitted materials related to the Sweepstakes, including those submitted by non-winners and winners.

 

WINNERS LIST: For a list of the Prize Winners, send a self-addressed stamped envelope by November 30, 2020 to: “Stash Stars and Stocks Stock Party Sweepstakes Winners List Requests”, 500 Seventh Avenue, 8th Floor, New York, NY 10018. VT residents may omit return postage.

 

OFFICIAL RULES: To obtain a copy of these Official Rules, send a self-addressed stamped envelope by November 30, 2020 to: “Stash Stars and Stocks Stock Party Sweepstakes Official Rules Requests”, 500 Seventh Avenue, 8th Floor, New York, NY 10018. VT residents may omit return postage.

 

SPONSOR: This Sweepstakes is sponsored by: Stash Investments LLC, 500 Seventh Avenue, 8th Floor, New York, NY 10018. This Sweepstakes is not sponsored or endorsed by Green Dot Bank, Green Dot Corporation, Visa U.S.A, or any of their respective affiliates, and none of the foregoing has any liability or responsibility to fulfill any prizes earned under this Sweepstakes.